Dr. Karen’s Rules of the Research Statement
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Today, at long last, and in response to popular demand, a post on the Research Statement.

I have, perhaps, procrastinated on blogging about the Research Statement because at some level I felt that the rules might be more variable on this document, particularly with regard to length.

But in truth, they really aren’t.

The RS needs to be one page long. [Addendum of 9/9/12:  After a great deal of discussion on comment stream and FB and email, I have decided to revise this advice and recommend a length of no more than two pages.  For the humanities, one page appears to suffice.  However, in the experimental social sciences like psychology, two pages or more seems to be common.  I cannot in good faith recommend going over two pages, for the reasons I sketch below, but I strongly urge all job-seekers to investigate the norms of their individual fields carefully, and follow the advice they receive on this matter from experts in their own fields.  Just never simply ASSUME that longer is better in an RS or in any job document.]

There are undoubtedly a number of excellent reasons that people could give for writing a longer RS, based on thoroughness or detail or concerns for accuracy. And I would acknowledge those principles as valid ones.

But they would all come second to the single most important principle of all job market writing, in my view, which is the principle of search committee exhaustion.

Search committee members are exhausted, and they are overwhelmed and distracted. There simply is no bandwidth in their brains or their psyches to handle the amount of material they are required to read, when searches routinely garner between 300 and 1000 applications.

Anything that feels “long” is going to be resented just by virtue of its length. And resentment is categorically what you don’t want a search committee member feeling about your job application materials.

So, in short, the Research Statement, just like the Teaching Statement, needs to be one to two pages in length, single spaced.  And like the TS, it needs to be in 11 or 12 point font, and have decent one-inch margins.

What are the other rules? Here they are:

  • Print the RS on regular printer paper. Do not use letterhead for this or the TS, and do not use any special high grade paper.
  • Put your name and the words “Research Statement” centered at the top.
  • Use a 5-paragraph model as follows:

Para 1: A brief paragraph sketching the overarching thematics and topic of your research, situating it disciplinarily.  You may consider using the first paragraph template given in Dr. Karen’s Foolproof Grant Template, although in many cases that could be overkill length-wise.

Para 2: A summary of the dissertation research. This may replicate to some extent the paragraph on the dissertation in the cover letter, but it must have more detail about the methods, the theoretical foundations, and most of all, the core arguments.

Para 3: A brief description of the contribution of the dissertation research to your field or fields, and a summary of publications associated with the dissertation research, including a plan for the book, if you are in a book field.

[Addendum: Other ongoing research can be described here in more paragraphs in the event that you are going for a 2 page document]

Para 4: A summary of the next research project, providing a topic, methods, a theoretical orientation, and brief statement of contribution to your field or fields.

Para 5: A brief summary of the wider impact of your research agenda(s) writ large—what do they “tell us” that is valuable and important, both for a discipline but also for a wider scholarly community, and in some cases, for humanity in general.

  • A RS (like a TS) is not tailored to a school overtly. While you may subtly adjust your project descriptions to speak to a specific type of job, you do not refer to any job or department or application in the statement itself.
  • Do not refer to any other job documents in the RS (ie, “As you can see from my CV, I have published extensively….”)
  • As in all job documents, remain strictly at the level of the evidentiary. State what you did, what you concluded, what you published, and why it matters for your discipline, period. Do not editorialize or make grandiose claims (“this research is of critical importance to…”).
  • Do not waste precious document real estate on what other scholars have NOT done. Never go negative. Stay entirely in the realm of what you did, not what others didn’t.
  • Do not position yourself as “extending” or “adding to” or “building off of” or “continuing” or “applying” other work, either your own or others.
  • Do not refer to other faculty or scholars in the document. The work is your own. If you co-authored a piece, do not use the name of the co-author. Simply write, “I have a co-authored essay in the Journal of XXX.”
  • Do not refer to yourself as studying “under” anybody, and do not refer to your professors’ and advisors’ names. It goes without saying that you most certainly do not refer to anybody as “Dr. or Professor So-and-So.”
  • Do not forget to articulate the core argument of your research. I am astounded at how often (probably in about 80% of client documents) I have to remind clients to write such a sentence. This sentence will read like this: “In this dissertation, I argue that…” As a prompt device, you may use the line, “In contrast to other scholars who have interpreted xxx as yyy, in my dissertation I find that xxxx is better understood as zzzz.”
  • Give a sense of a publishing trajectory, moving from past to present, from essays published to essays currently in preparation or in submission.
  • Make sure you are not coming across as a one-trick pony. The second major project must be clearly distinct and original compared to the first.  Avoid the temptation to describe how you will “continue” or “extend” your previous research topics or approaches.
  • Use the active voice as much as possible, but beware a continual reliance on “I-Statements”, as I describe in this post, The Golden Rule of the Research Statement.

The RS to which I refer here is the document sometimes requested as part of a basic job application.  This is NOT the research proposal required by specific fellowship or postdoc applications!   Those will specify a length, and should be written to follow the outline I describe in Dr. Karen’s Foolproof Grant Template.

I will stop here. Readers, please feel free to add more in the comments.  I will add to this post as further refinements come to mind.

Karen

About Karen

I am a former tenured professor at two institutions--University of Oregon and University of Illinois at Urbana Champaign. I have trained numerous Ph.D. students, now gainfully employed in academia, and handled a number of successful tenure cases as Department Head. I've created this business, The Professor Is In, to guide graduate students and junior faculty through grad school, the job search, and tenure. I am the advisor they should already have, but probably don't.
This entry was posted in Landing Your Tenure Track Job, Major Job Market Mistakes, Teaching and Research Statements and tagged . Bookmark the permalink.

57 Responses to Dr. Karen’s Rules of the Research Statement

  1. Jennifer says:

    I am interested in applying for Ph.D programs in the UK and they ask for a Research Proposal…is this the same thing as a Research Statement?

    • Emma says:

      No, they are looking for what you might think of as a research protocol, so literally your background, literature review, hypotheses and methods. You would need to convey how this is a unique area of research that is novel and adds to the existing literature; they are assessing the novelty of your research and how you would conduct the study. PhD programs in the UK are heavily researched based; you would need to show that you could literally hit the ground running to do your PhD. A major difference is that UK PhD’s usually take 3-4 years full-time and this is stringently enforced. I have a PhD from the UK and there are obviously pros and cons compared to the US system but you need to be a confident researcher if you’re planning to take that route.

    • IrishPolPhD says:

      No: a Research Proposal is intended as a pitch for a specific project, or the research programme you will undertake within a specific timeframe (such as a PhD or a post-doc). A Research Statement is used for applications for jobs and occasionally fellowships, and outlines the research you have *already* completed, and what you plan to pursue next. So your Research Statement will describe your doctoral thesis as a finished (or very nearly finished) product, and list the publications generated by your doctoral work and any subsequent projects.

    • European Academic says:

      No, a research proposal is a description of what you would like to do for you PhD research. Essentially an outline of your expected PhD thesis (which can of course change later once you’ve been accepted and started working on your research) with a short lit review, an identification of a research gap that you plan to address and a brief outline of proposed methods.

  2. AW says:

    What about in the case where you are asked to provide a “Teaching and Research Statement” in addition to a statement of your teaching philosophy? I have gone for a one page statement which focuses on my research but links that to my teaching so as not to repeat too much from my philosophy or my cover letter. Any thoughts from others?

    • RM says:

      I’m preparing a “Teaching and Research Statement” and have kept it at 2 pages (1 page for teaching and 1 for research). Do others think that’s OK? If it’s 1 page total, for both teaching and research, then how much could I really say? That’s so short, less room than a 2-page cover letter.

      • Karen Karen says:

        Yes, on occasions where jobs ask for that combined statement, I always work with clients to do a two page document, with one page devoted to each part.

  3. KP says:

    In my field in R1 jobs it is pretty rare that one is asked to prepare a research statement. This stuff does in the cover letter. Any insight into when one is asked for this?

    • anony-mouse says:

      Field dependent, but as KK points out, you should have a research paragraph (or two) in your cover letter anyway…

  4. anony-mouse says:

    The above echoes my experience. One obvious caveat would be postdocs and such that either stipulate a longer statement length (the ol’ two page Fulbright IIE style), or suggest a wider range of material should be included.

    • Postdoc applicant says:

      Thanks for the tips – a very useful post! How do these apply to postdoc applications?

      - If the required length of the research statement is not stipulated, would one page also be sufficient for a postdoc application?

      - Also, what is the convention for naming (with title) your advisor in the cover letter – should this also be avoided?

  5. IrishPolPhD says:

    In terms of the 5-paragraph model, where would you include subsequent projects, i.e if you are on your second or third post-doc. Do you give equal time/space to each project you have completed, or just the basic run-down and focus more on current or upcoming work?

    • Karen Karen says:

      This is a good question. If you’re well beyond the diss, then you will use the “diss” para to describe your most important recent research, then at the end of that para or in the next one, indicate with a sentence or two the research that preceded it (demonstrating an organic connection between them if possible), with a major publication or two. And then from that, move to the next major project. So it’s a bit more of a zig zag, with the past sandwiched between (and subordinate to) the present and the future.

    • Karen Karen says:

      Let me respond in a different way. if you are a senior scholar applying for an associate or full position, then your RS may certainly be longer than one page (although I’d cap it at two, myself). The one page rule applies most to those who are seeking their first or second assistant professor position.

  6. KT says:

    Where is the appropriate place to highlight (solo or lead-author) publications developed outside of your dissertation work? For example, a secondary area of inquiry that runs tangential to your core area of research.

    • Karen Karen says:

      That can get another paragraph. Now, this is tricky. If you have an *extensive* secondary body of work for whatever reason then in that case, you may be one of the people who can go onto two pages. This is rare—most job seekers just have their diss, its pubs, and a planned second project, and that can all go on one page. If you have a small body of secondary research, that can also still fit on one page. So the judgment call comes in knowing how much is “too much” to legitimately fit on one page. Questions like that are what people hire me for!

  7. RM says:

    I’m wondering about repeating myself. The 5-paragraph format for the research statement is very similar to the format for the cover letter. So should we more briefly discuss points we’ve fleshed out in the cover letter, to save the space for points that are not in the cover letter? Or is repeating the info in the research statement and cover letter OK/expected? (If you’re repeating yourself, then there’s the issue of figuring out X different ways to say the same thing.)

    • Karen Karen says:

      I answer this in another response, but basically you have the space here to go into far more detail about the scholarship itself—the methods, the theoretical orientation, a very brief and edited literature context, and a strong statement of contribution to the discipline. You can give chapter summaries of about one sentence each, and you can also describe the publications in a sentence or two (not possible in the job letter). And the biggest thing in the RS is the description of the second project. The cover letter devotes a very short paragraph to that, of approximately 2-3 sentences, but in the RS, it can get a full-sized paragraph.

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  9. J says:

    I struggle with para. 4 because I have 3 major post-diss projects in mind. 2 are off-shoots of the diss. material in the sense that they contribute to the same field as my diss. but look at very different aspects than my diss. covered. The 3rd project is a completely different trajectory with little-no connection to my diss. I fear it sounds “out of left field” as they say, but it’s my dream-project. So I’m not sure how to communicate all of these interests. Thoughts?

    • Karen Karen says:

      This is a huge question, and one that I’m going to edit the post to include. It is critical that no job seeker propose more than one next project. This may seem counter-intuitive. Surely, the more ideas I have, the more intellectually dynamic I look, right? Wrong. Anything above one major post-diss project makes you look scattered and at risk in your eventual tenure case. A tenure case requires a clear and linear trajectory from the diss, its pubs, to a second project, and its pubs.

      Now, I hasten to add that this rule applies most firmly in the humanities and humanistically inclined social sciences. In the hard sciences, and experimental or lab-based social sciences, the rhythm of research and publishing is different and different rules might possibly apply, with a larger number of smaller-scale projects possible. But in book fields, you need to do one book…and then a second book…for tenure.

  10. Another postdoc applicant says:

    In a research proposal (i.e., for a specific postdoc), what is the appropriate length of time for revising a dissertation for publication? My instinct is, for a 3-year program, to devote 2 years to revision/publication, and one year to the new research project. Is this too slow, too fast, too hot, too cold, or just right?

    • Karen Karen says:

      To my mind that is exactly right. However, I know of a major Ivy League 3-year fellowship that expects 3 years to be spent on the first book. I find that baffling. As a postdoc you have few teaching obligations and almost no committee/service work….why would it require three years to transform your diss to a book in that environment? This particular app does allow you to *optionally* propose a second project for the third year, and I recommend that all applicants do that.

  11. sociologist says:

    Karen, thanks for this and all of your other helpful posts. I’m a sociology phd student at a top department, and served on the hiring committee last year. Not a single applicant made it onto our short list (or even the “semifinalist” list of 30 candidates) with less than a 2 page research statement (and most were 2.5-3 pages). Maybe my institution is unique, or maybe they were poorly written and not as detailed as they could have been in one page. But I just wanted to share my experience for any sociologists reading this blog.

    • Karen Karen says:

      That’s interesting. That would seem to be fetishizing length qua length…. the work can be described in one page when the one page is well written.

    • Aly says:

      I’m in a top psychology program, and I echo this– I have read many research statements for short-listed candidates in my department, and I have never seen a research statement shorter than two pages, and typically they are three or four.

      • Karen Karen says:

        I crowd sourced the question on FB and most responses said they favor a one page version. I suppose this could be a field specific thing. The humanities are def. one page. It strikes me that social sciences and psych in particular might be tending toward longer. I really wouldn’t recommend more than two though.

  12. AK says:

    Thanks for this really helpful post! A few quick quick follow up questions that I’m sure may benefit others who have similar concerns. 1. As we situate our dissertation research within our fields (paragraph 2/3) does this mean we have license to use field-specific vocabulary or theoretical language? (as opposed to the cover letter, where we’re writing in a much more accessible voice?) 2. Also, many of the items in the 2nd, 3rd, and 4th paragraphs you suggest would seem to overlap quite extensively with the cover letter, making it hard to properly differentiate what goes where. For schools that require this statement, should we just strip down our cover letter and include some of these details in our research statement? Or, is there something I’m missing? And finally, 3. A bit of a mega-question, but what is the *point* of a research statement? Why do some schools have them? Understanding the reasons some departments request it would be helpful, especially in differentiating from the cover letter. Sincerely, Grad-student-on-the-market

    • Karen Karen says:

      Never strip down the cover letter. That is the document that opens the door for the reading of the other docs such as TS and RS. The distinction of the RS is that it can be more field-specific and far more detailed than what you can provide in the single para devoted to the research in the job letter. You can also situate the research vis-a-vis scholarship in the field (carefully and within limits, remembering the rules that the work described is YOUR OWN, and never to devote precious real estate to what OTHER PEOPLE have or have not done).

      You can also briefly sketch the chapters of the dissertation as long as you give no more than about one sentence per chapter. One of the most tedious pitfalls of the RS is the exhaustive chapter-by-chapter description of the diss.

      And re #3: that’s a great question. What IS the point? Basically, if the cover letter and CV open the door to your candidacy for the very first cut in a search comm member’s mind (say, from 500 to 100), then the RS gives more detailed indication that are a hard-hitting scholar with a sophisticated research program and a body of dense scholarship that will yield the publications you need for tenure, and also answer the question more clearly as to your fit for the job and for the department.

  13. Denise says:

    Is the Research statement the same as the diss abstract? My field seems to consistently ask for diss abstract and all the examples I have seen are two pages, with page one being a discussion of the project, it’s contributions, etc. and the second being ch descriptions.

  14. Mac says:

    I’m in a STEM field and would disagree with limiting the RS to 1 page. Most research statements that I have seen (for searches at R1 schools) have been 2-3 pages. One aspect of this which may be different in STEM fields compared to social sciences/humanities is that in STEM you really should include between 1 and 3 figures in the research statement. We like data and we want to see yours. My research statements always included at least two figures – one from published work and one from a cool new result that wasn’t yet published (but was either in review or accepted but not in press, making it hard to scoop). Depending on the school I also sometimes included a picture of a cool method (it’s a pretty pic too) – that was typically done for SLAC apps where I was also making the point that I would be able to involve their students in that research. With figures that are actually readable, there is no way to get away with less than 2-3 pages for a research statement. Again I think this may be STEM specific but given how scientists read journals – most folks go straight to the figures and then later look at the text – this is probably a good tactic in those fields.

  15. mel says:

    Forgive me for bringing up/asking the perhaps obvious. So no master’s thesis mention?

    Also, you mention not providing two second projects. Would that still apply if one is far-away foreign, and the other local?

    Thanks

    • Michelle says:

      Another question on the MA – mine was empirical research published in a general science journal (Proc B) so I definitely need to mention it. But my question is whether I should explicitly say that this was my MA project?

      I’m entering the job market ABD.

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  17. I’d say, especially for humanities fields, the “baseline” of 1 page single-spaced that Karen mentions is correct. As she says in the post, there are obvious exceptions (STEM might want more, specific jobs might want more), but assuming 1 page without any other specific information is a good standard rule. In fact, from my own experience, 1 page generally works for any document that isn’t your vitae or your job letter.

    The reason I say this is because you basically want to make a good impression pretty quickly. Job committees have limited time, and they are probably going to scan your document before deciding whether it is worth reading it in full. I’d also suggest reading up on document design, and making your documents easy to scan by putting in effective headers that give a powerful overall impression of your candidacy. You should also design those headers to lure your readers to look at your work more closely.

  18. An Information Studies graduate student says:

    I’m going through the process right now as an ABD, following advice from many quarters including TPII and a number of junior and senior faculty in top departments in my field. I have collected sample statements from 5 successful candidates and they are all in the 3-5 page range, closer to what the sociologist above describes. I have not seen a single statement at one page.

  19. Nick says:

    When proposing future research, do you still recommend we avoid stating what others have NOT done? Can these types of statements, “yet others have not yet address xxx and yyy”, be helpful in justifying the need for our proposed topic?

    • Karen Karen says:

      It is always good to indicate, rather briskly, “in contrast to other work that has emphasized xxx…” or “no studies to date have examined xxxx.” What I am cautioning against is the very common temptation among young candidates to harp on and on about other scholars’ shortcomings, or how their diss topic is “badly understudied” (a phrase I’d give my right hand never to have to read again). Can the self-righteousness and just describe your work and its contribution.

  20. anna says:

    thanks for the post!

    I had a question about not giving the sense that one is “extending” past work. As you say in this post: “Avoid the temptation to describe how you will “continue” or “extend” your previous research topics or approaches.”

    In my case, my book will be comprised of about half new material and half dissertation research. “Extending” feels like an accurate word to describe the relationship between the diss and the book. Like, ‘Extending my diss research on xxx, the book offers new ways of thinking about issues yyy and zzz. …’

    So is this the wrong way to describe the relationship between book and diss (even if it seems accurate?) What are *good* ways to talk about the relationship between the two when the book really does “build on” groundwork laid in the diss?

    Thanks!

    • Karen Karen says:

      This question actually requires a blog post on its own. There is a weird fixation among job seekers on the word ‘extend.” I don’t get it, and find it mystifying and irritating. Of course books or second projects will typically have some organic connection to the diss. But the insistence on saying that they “extend” the diss makes the DISS primary, and the new work secondary. But on the job market and in your career, the diss must NOT be primary. The diss is something a grad student writes. You are not applying to be a grad student. You are applying to be professor. So it’s the new material that should have primacy. Yet young job seekers are so myopically fixated on their diss that all they ever do is harp on and on about how every single damned thing they’re going to do next is basically a reworking of the diss material. Yuck! Who wants that?

      As you can see, I am a bit reactive at this point…

      • anna says:

        ok! I hear you saying that it is more about not giving the sense, throughout the letter, that the book is a mere “extension” of the dissertation, and that typically this word is overused by applicants and thus gives that impression. That makes sense.
        Personally, the sentence I noted above about is my only reference to the diss–the rest is all about the book and future project since I’m a postdoc and the diss is really in the past. :)
        thanks!

  21. A postdoc on the market says:

    Thanks for the helpful guidelines, Karen!

    How would you recommend shifting the focus of the paragraphs for those of us going on the market as postdocs? For me, I’ll have completed 2 years of a postdoc in Education, and so I have many new projects more relevant to my future research than my dissertation was. However, except for a few conference proceedings, I have no publications on my postdoc research yet. In fact, some of my proposed “new” research will be to continue what I began in my postdoctoc. Do hiring committees look down upon this?

    Thanks for your advice!

  22. PhDCymru says:

    Does anyone here know if this is an effective format for British Oxbridge postdocs as well? I’m finishing a UK PhD and pretty keen to stay in the country, and obviously these are madly competitive. I know my research is good, but the eternal question of how to make anything in the humanities sound important to other people, you know?

  23. MB says:

    Please tag this post so that it appears under the teaching and research statement category!

  24. Yours truly says:

    Karen: “Just never simply ASSUME that longer is better in an RS or in any job document”

    Yours Truly: “Just never simply ASSUME that they are going to read what you write. Often they a long CV, RS, and list of publications to tick all the boxes and cover their backs.”

  25. Andrea says:

    If I consider teaching and curriculum development part of my research, is it okay to mention this in the RS–specifically if written for a university more focused on teaching than research? My assumption is that R1 schools would look down on this…?

  26. Meg says:

    Than you very much Karen. A valuable guide

  27. Chana says:

    Does the rule of no more than one future project description apply to the field of developmental psychology?

    *Please delete above post with my full name, I did not realize it would post

    • Karen Karen says:

      You would need to investigate that among your profs and colleagues. I don’t know the expectations of all fields well enough to advise.

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